Job Description

The Wealth Management Sales Director will lead, motivate, and oversee the Wealth Management team
to achieve sales targets, provide quality service to clients in a sales and service culture, and meet
organizational business goals.  Join in our journey and see why we have been "Voted a Best Place to Work"!


What you will do here:

Achieve sales results and manage team operations by leading and coaching the sales and service teams to achieve the organizational business targets and goals

Build and maintain processes and activities to create exceptional client experiences and a high level of efficiency and effectiveness

Establish sales targets, product offering and pricing

Lead the Wealth Management Sales and Service teams by managing escalated internal and external client inquiries and issues; recruit, hire, train, and evaluate employees

Manage continuing education and employee development to ensure the quality of advice provided by the Wealth Management team meets business objectives and service levels

Provide support for members of the wealth management team to achieve professional qualifications and designations that will support the growth of the Wealth Management Division

Develop and implement internal and external sales strategies and business development tactics. Identify and cultivate new opportunities and changes in the marketplace. Conduct and participate in business development activities including seminars and events.

Manage, maintain and develop internal and external business partnerships (e.g. retail, marketing, product partners, etc.) while building positive relationships.

Design and implement a strategic sales and business development plan; manage the sales and service process, activities and practices for consistency, productivity and long-term growth

Cultivate and maintain effective internal and external business partnerships, and be a visible representative of the company in the community 

Comply and adhere to all internal and business partner policies and regulations with all governing oversight authorities (i.e. FINRA, SEC, NCUA, AZDOI, etc.)

Ensure procedures, product offerings, partnerships and internal controls are compliant with applicable laws and regulations and corporate policies


What you will need:

Bachelor’s degree in Finance, Business, or related field; ; or equivalent combination of education and experience

4 years of experience in Wealth Management and/or Financial Advising experience

4 years of experience in a Leadership/Management role

Securities Series 7 License, Securities Series 66 (or 63 & 65) License, and Life & Health Insurance License required.

Ability to effectively lead a team to accomplish goals

Ability to successfully sell products and services and coach to improve others sales skills

Customer Service Skills

Problem solving and analytical skills

Strong communication skills – both verbal and written

We are proud to be an EEO/AA employer M/F/D/V. We maintain a drug-free workplace and perform pre-employment substance abuse testing.

For additional information about our organization, careers, and benefits visit:


Application Instructions

Please click on the link below to apply for this position. A new window will open and direct you to apply at our corporate careers page. We look forward to hearing from you!

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